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NIH Small Business Technology Transfer Grant (Parent STTR [R41/R42] Clinical Trial Optional)

🇺🇸 United States·U.S. Department of Health and Human Services(Government)
Funding
Needs verification
Deadline
2027.04.06
D-229
Official noticeApplyOverseas applicants not eligible ExportPDF

Overview

What you need to judge this in 30 seconds

STTR · Phase: BOTH · Topic PA-27-102 · Solicitation PA-27-102

Background The Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs (also known as America's Seed Fund) are major sources of early-stage funding for U.S. technology development and commercialization. By providing awards to SBCs that partner with non-profit research institutions, the STTR program supports the commercialization of innovative technologies and strengthens both U.S. small businesses and research communities. The National Institutes of Health (NIH) uses these programs to help US-owned and operated small businesses develop promising technologies and products that support the NIH mission to enhance health, lengthen life, and reduce illness and disability. NIH is required to set aside 0.45% of its extramural research budget for the STTR program. What this NOFO supports This NOFO supports a small business to do the research and development (R&D) needed to develop a commercial product in partnership with a non-profit research institution. STTR projects are required to have a formal collaboration with a nonprofit research institution, such as a university. The Program Director/Principal investigator (PD/PI) may be employed with either the small business or the partnering nonprofit research institution. Regardless of the PD/PI employment, the award is always made to the small business. See eligibility requirements in Section III. For projects that do not depend on such a collaboration, a small business can apply to SBIR NOFO PA-27-100. Applicants are strongly encouraged to contact program staff prior to applying to help choose the best funding opportunity for their project. The STTR Program supports projects through multiple phases: Phase I: Establish the technical merit and feasibility of the proposed R&D. Phase II: Continue R&D to advance toward commercialization. After Phase II, NIH expects small business concerns (SBCs) to fully commercialize the product or technology using non-SBIR/STTR funds (federal or non-federal). This NOFO accepts STTR Phase I, Phase II, Direct to Phase II (NIH only), and Fast-Track (NIH-only), grant applications from eligible United States SBCs. NIH Fast-Track: The NIH Fast-Track allows both Phase I and Phase II of a project to be submitted and reviewed together as one application to reduce or eliminate the funding gap between phases. NIH Direct to Phase II: Small businesses that have already demonstrated scientific and technical merit and feasibility but have not received a Phase I SBIR or STTR for that project, can apply for a Direct to Phase II award. The NIH will accept Direct to Phase II applications regardless of the funding source for the work on which the proposed Phase II research is based. Direct to Phase II awards should be submitted as "New" applications and not continuations ("Renewal") of Phase I SBIR or STTR projects. Small businesses that are eligible to submit a Phase II application for a project that was supported with a Phase I SBIR or STTR award are expected to submit the regular Phase II application as a "Renewal" of the awarded Phase I SBIR or STTR project. Only one Phase II application may be awarded for a specific project supported by a Phase I award. Phase IIB Strategic Breakthrough grant applications should be submitted to PA-27-101 (SBIR). Scientific and Technical Scope STTR applications should propose a feasibility and/or R&D study that contributes to the missions of any NIH,CDC or FDA components participating in this NOFO. See NIH Institutes, Centers, and Offices and Small Business Funding Considerations and Contacts for Institute, Center, and Office (ICO) specific missions, interest areas, funding priorities, and funding considerations. Staff within the NIH's Center for Scientific Review (CSR) office, the single receiving point for all NIH grant applications, will assign all applications to the most appropriate participating component. Applicants are not required to identify a potential awarding component prior to submiss…

Category
R&D
Industry
Bio & Healthcare
Technology
Needs verification
Target stage
Needs verification
Project duration
Needs verification
Estimated preparation
Needs verification

Funding

Award size and how it is paid

Award range
Needs verification
Currency
USD
Total programme budget
Needs verification
Support type
Needs verification
Co-funding
Needs verification
Matching fund
Needs verification
Disbursement
Needs verification
Note
-

Eligibility

Can we actually apply?

Check whether we can applyEnter where you are incorporated, how old you are and how big — we compare it against this announcement and tell you what would unlock it. No sign-in needed.

SBIR/STTR 은 미국 중소기업만 지원할 수 있습니다(Small Business Act 법정 요건). • 계열사를 포함해 상시 종업원 500명 이하 • 미국 시민 또는 영주권자 1인 이상이 50%를 초과해 직접 소유·지배 • 미국 내 사업장을 두고 주로 미국 내에서 사업을 영위할 것 • 수행책임자(PI)의 주된 근무처가 신청 기업일 것 출처: https://www.sbir.gov/faq/eligibility-requirements

Company age
Needs verification
Employees
0명 ~ 500명
Revenue limits
Needs verification
Consortium
Needs verification

Location Requirements

Geography and legal-entity conditions

Primary country
🇺🇸 United States
Also eligible
None
Foreign companies
No
Local entity
Required
Location condition
미국 내 사업장을 두고 미국 시민·영주권자가 50%를 초과해 소유한 중소기업만 신청할 수 있습니다(법정 요건).

Required Documents

Required/optional · issuer · difficulty · validity · cautions

Document requirements were not captured (needs verification). Check the official announcement.

Application Process

How you apply

Application process not captured.

Evaluation

Review process and criteria

Evaluation process not captured.

Timeline

Announcement → intake → review → agreement → execution

Process steps were not captured.

Equity & Financial Terms

Equity, loans and contract conditions

Equity required
Needs verification
Loan
Non-dilutive grant
Duplicate funding
Needs verification
IP ownership
Needs verification
Deliverable ownership
Needs verification
Exclusivity
Needs verification
Right of first refusal
Needs verification
Audit & settlement
Needs verification

Risk Intelligence

Should we apply at all? — five dimensions plus an overall score (lower is safer)

Overall: Not assessable (insufficient data)
Eligibility risk57

Chance of failing eligibility, location or legal-entity rules

Financial risk36

Co-funding, matching funds, reimbursement and loan exposure

Execution risk22

Paperwork load, timeline pressure, reporting and audit duties

Contract risk27

Exclusivity, right of first refusal, duplicate-funding limits

IP & idea exposure riskNeeds verification

How much technical detail you must hand over, and who owns it

Key risk factors
  • 18
    Local entity required

    You cannot apply without an entity registered in that country.

  • 16
    Overseas applicants not eligible

    Only domestically registered companies may apply.

  • 10
    Own contribution not stated· evidence needs verification

    R&D and pilot programmes commonly require one. Confirm the ratio.

  • 10
    Required documents not collected· evidence needs verification

    The list of required documents was not collected.

  • 8
    Payment timing not stated· evidence needs verification

    Advance versus reimbursement makes a large difference to cash flow.

  • 7
    Exclusivity not stated· evidence needs verification

    Any exclusivity clause has to be checked.

  • 6
    Award size not stated· evidence needs verification

    The announcement does not state how much is available.

  • 6
    Right of first refusal not stated· evidence needs verification

    Any right-of-first-refusal clause has to be checked.

14 item(s) need verification
  • · The list of required documents was not collected — check the announcement for what technical material must be submitted.
  • · Whether an NDA can be signed is not stated (needs verification).
  • · IP ownership terms are not stated (needs verification).
  • · Ownership of the deliverables is not stated (needs verification).
  • · Data-rights terms are not stated (needs verification).
  • · How submitted material may be reused is not stated (needs verification).
  • · Whether an exclusivity clause applies is not stated (needs verification).
  • · Whether a right of first refusal applies is not stated (needs verification).
  • · The required own-contribution ratio is not stated (needs verification).
  • · Whether a matching fund is required is not stated (needs verification).
  • · Whether payment is in advance or in arrears is not stated (needs verification).
  • · The level of settlement and audit obligation is not stated (needs verification).
  • · The award size is not stated (needs verification).
  • · The duplicate-support rule is not stated (needs verification).

Generated by local:rules-v1 · 4h ago

IP / Idea Protection

How much of your technology and idea you must disclose

Required documents unknown

The announcement does not say what has to be submitted, so the disclosure exposure cannot be judged. the scope of the material requested is not stated. The awarding body is U.S. Department of Health and Human Services. 8 fields could not be read and must be checked in the announcement and the grant agreement.

NDA
Needs verification
IP ownership
Needs verification
Deliverable ownership
Needs verification
Data rights
Needs verification
Disclosure depth
Needs verification
File patent first?
Not applicable
Reuse of submissions
Needs verification
Publicity obligation
Needs verification
Exposure score
Needs verification
Safe to disclose
  • · The problem your product solves, and the market definition
  • · Your value proposition and quantified results (improvement rates, throughput)
  • · Anything already public: granted patents, papers, press coverage
  • · Team composition, capabilities and a summary of past delivery
  • · Architecture-level diagrams at module granularity, without internal implementation
Keep to a minimum
  • · Core algorithms: formulae, hyper-parameters and pre-processing rules
  • · Raw training data and the details of your collection pipeline
  • · Full source code and build or deployment scripts
  • · Cost structure and unit-price formulae
  • · Named customers, contract terms and pricing
  • · How an unfiled invention is actually implemented
Recommended actions
  • HIGHPoC/공동개발 IP 귀속 조항 확인

    공동개발 산출물의 지분·개선발명(improvement) 귀속·배경지식(background IP) 분리 조항을 협약서에서 확인하십시오.

  • MEDIUMRequest an NDA

    Ask in writing for a mutual NDA before submitting detailed technical material; if it is refused, keep what you submit at summary level.

4 evidence item(s) from the source
  • UNKNOWN

    No document list was collected, so the exposure of technical material cannot be judged.

    Source link
  • UNKNOWN

    No NDA clause could be found.

    Source link
  • UNKNOWN

    IP ownership terms could not be found.

    Source link
  • UNKNOWN

    Ownership of the deliverables terms could not be found.

    Source link
Needs verification (8)
  • · The list of required documents was not collected — check the announcement for what technical material must be submitted.
  • · Whether an NDA can be signed is not stated (needs verification).
  • · IP ownership terms are not stated (needs verification).
  • · Ownership of the deliverables is not stated (needs verification).
  • · Data-rights terms are not stated (needs verification).
  • · How submitted material may be reused is not stated (needs verification).
  • · Whether an exclusivity clause applies is not stated (needs verification).
  • · Whether a right of first refusal applies is not stated (needs verification).

This assessment is derived from the stored announcement, document and contract fields. Anything the source does not state is marked "needs verification" — it never asserts that your idea will be taken. Generated by local:rules-v1 · 4h ago

AI Analysis

Pros · cons · difficulty · competition · attractiveness

Preparation difficultyNeeds verification

From paperwork and review stages

Competition (estimate)41

Heuristic from award size and type

Attractiveness46

Amount, terms and IP combined

Overall riskNeeds verification

Weighted average of five dimensions

Pros
  • Needs verification
Cons
  • 현지 법인 설립이 필요합니다.
  • 해외 기업은 지원할 수 없습니다.
Cautions
  • ! IP 귀속 조항이 확인되지 않았습니다 (확인 필요).
  • ! 중복 수혜 제한 규정을 사전에 확인하십시오.

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Source & Provenance

Every value carries its source URL and fetch time

Last fetched
2026.08.20
Human review
Not reviewed — check the official announcement
First seen
2026.08.20
Data status
Auto-collected, not reviewed
AI enrichment
local:rules-v1 · 4h ago
Snapshot history
  • · 4h ago변경 감지되어 갱신 (2c8ab7b6)
  • · 4h ago최초 수집 (e559e1a0)