NIH Small Business Technology Transfer Grant (Parent STTR [R41/R42] Clinical Trial Optional)
Overview
What you need to judge this in 30 seconds
STTR · Phase: BOTH · Topic PA-27-102 · Solicitation PA-27-102
Background The Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) programs (also known as America's Seed Fund) are major sources of early-stage funding for U.S. technology development and commercialization. By providing awards to SBCs that partner with non-profit research institutions, the STTR program supports the commercialization of innovative technologies and strengthens both U.S. small businesses and research communities. The National Institutes of Health (NIH) uses these programs to help US-owned and operated small businesses develop promising technologies and products that support the NIH mission to enhance health, lengthen life, and reduce illness and disability. NIH is required to set aside 0.45% of its extramural research budget for the STTR program. What this NOFO supports This NOFO supports a small business to do the research and development (R&D) needed to develop a commercial product in partnership with a non-profit research institution. STTR projects are required to have a formal collaboration with a nonprofit research institution, such as a university. The Program Director/Principal investigator (PD/PI) may be employed with either the small business or the partnering nonprofit research institution. Regardless of the PD/PI employment, the award is always made to the small business. See eligibility requirements in Section III. For projects that do not depend on such a collaboration, a small business can apply to SBIR NOFO PA-27-100. Applicants are strongly encouraged to contact program staff prior to applying to help choose the best funding opportunity for their project. The STTR Program supports projects through multiple phases: Phase I: Establish the technical merit and feasibility of the proposed R&D. Phase II: Continue R&D to advance toward commercialization. After Phase II, NIH expects small business concerns (SBCs) to fully commercialize the product or technology using non-SBIR/STTR funds (federal or non-federal). This NOFO accepts STTR Phase I, Phase II, Direct to Phase II (NIH only), and Fast-Track (NIH-only), grant applications from eligible United States SBCs. NIH Fast-Track: The NIH Fast-Track allows both Phase I and Phase II of a project to be submitted and reviewed together as one application to reduce or eliminate the funding gap between phases. NIH Direct to Phase II: Small businesses that have already demonstrated scientific and technical merit and feasibility but have not received a Phase I SBIR or STTR for that project, can apply for a Direct to Phase II award. The NIH will accept Direct to Phase II applications regardless of the funding source for the work on which the proposed Phase II research is based. Direct to Phase II awards should be submitted as "New" applications and not continuations ("Renewal") of Phase I SBIR or STTR projects. Small businesses that are eligible to submit a Phase II application for a project that was supported with a Phase I SBIR or STTR award are expected to submit the regular Phase II application as a "Renewal" of the awarded Phase I SBIR or STTR project. Only one Phase II application may be awarded for a specific project supported by a Phase I award. Phase IIB Strategic Breakthrough grant applications should be submitted to PA-27-101 (SBIR). Scientific and Technical Scope STTR applications should propose a feasibility and/or R&D study that contributes to the missions of any NIH,CDC or FDA components participating in this NOFO. See NIH Institutes, Centers, and Offices and Small Business Funding Considerations and Contacts for Institute, Center, and Office (ICO) specific missions, interest areas, funding priorities, and funding considerations. Staff within the NIH's Center for Scientific Review (CSR) office, the single receiving point for all NIH grant applications, will assign all applications to the most appropriate participating component. Applicants are not required to identify a potential awarding component prior to submiss…
- Category
- R&D
- Industry
- Bio & Healthcare
- Technology
- Needs verification
- Target stage
- Needs verification
- Project duration
- Needs verification
- Estimated preparation
- Needs verification
Funding
Award size and how it is paid
- Award range
- Needs verification
- Currency
- USD
- Total programme budget
- Needs verification
- Support type
- Needs verification
- Co-funding
- Needs verification
- Matching fund
- Needs verification
- Disbursement
- Needs verification
- Note
- -
Eligibility
Can we actually apply?
SBIR/STTR 은 미국 중소기업만 지원할 수 있습니다(Small Business Act 법정 요건). • 계열사를 포함해 상시 종업원 500명 이하 • 미국 시민 또는 영주권자 1인 이상이 50%를 초과해 직접 소유·지배 • 미국 내 사업장을 두고 주로 미국 내에서 사업을 영위할 것 • 수행책임자(PI)의 주된 근무처가 신청 기업일 것 출처: https://www.sbir.gov/faq/eligibility-requirements
- Company age
- Needs verification
- Employees
- 0명 ~ 500명
- Revenue limits
- Needs verification
- Consortium
- Needs verification
Location Requirements
Geography and legal-entity conditions
- Primary country
- 🇺🇸 United States
- Also eligible
- None
- Foreign companies
- No
- Local entity
- Required
- Location condition
- 미국 내 사업장을 두고 미국 시민·영주권자가 50%를 초과해 소유한 중소기업만 신청할 수 있습니다(법정 요건).
Required Documents
Required/optional · issuer · difficulty · validity · cautions
Document requirements were not captured (needs verification). Check the official announcement.
Application Process
How you apply
Application process not captured.
Evaluation
Review process and criteria
Evaluation process not captured.
Timeline
Announcement → intake → review → agreement → execution
Process steps were not captured.
Equity & Financial Terms
Equity, loans and contract conditions
- Equity required
- Needs verification
- Loan
- Non-dilutive grant
- Duplicate funding
- Needs verification
- IP ownership
- Needs verification
- Deliverable ownership
- Needs verification
- Exclusivity
- Needs verification
- Right of first refusal
- Needs verification
- Audit & settlement
- Needs verification
Risk Intelligence
Should we apply at all? — five dimensions plus an overall score (lower is safer)
Chance of failing eligibility, location or legal-entity rules
Co-funding, matching funds, reimbursement and loan exposure
Paperwork load, timeline pressure, reporting and audit duties
Exclusivity, right of first refusal, duplicate-funding limits
How much technical detail you must hand over, and who owns it
- 18Local entity required
You cannot apply without an entity registered in that country.
- 16Overseas applicants not eligible
Only domestically registered companies may apply.
- 10Own contribution not stated· evidence needs verification
R&D and pilot programmes commonly require one. Confirm the ratio.
- 10Required documents not collected· evidence needs verification
The list of required documents was not collected.
- 8Payment timing not stated· evidence needs verification
Advance versus reimbursement makes a large difference to cash flow.
- 7Exclusivity not stated· evidence needs verification
Any exclusivity clause has to be checked.
- 6Award size not stated· evidence needs verification
The announcement does not state how much is available.
- 6Right of first refusal not stated· evidence needs verification
Any right-of-first-refusal clause has to be checked.
- · The list of required documents was not collected — check the announcement for what technical material must be submitted.
- · Whether an NDA can be signed is not stated (needs verification).
- · IP ownership terms are not stated (needs verification).
- · Ownership of the deliverables is not stated (needs verification).
- · Data-rights terms are not stated (needs verification).
- · How submitted material may be reused is not stated (needs verification).
- · Whether an exclusivity clause applies is not stated (needs verification).
- · Whether a right of first refusal applies is not stated (needs verification).
- · The required own-contribution ratio is not stated (needs verification).
- · Whether a matching fund is required is not stated (needs verification).
- · Whether payment is in advance or in arrears is not stated (needs verification).
- · The level of settlement and audit obligation is not stated (needs verification).
- · The award size is not stated (needs verification).
- · The duplicate-support rule is not stated (needs verification).
Generated by local:rules-v1 · 4h ago
IP / Idea Protection
How much of your technology and idea you must disclose
The announcement does not say what has to be submitted, so the disclosure exposure cannot be judged. the scope of the material requested is not stated. The awarding body is U.S. Department of Health and Human Services. 8 fields could not be read and must be checked in the announcement and the grant agreement.
- NDA
- Needs verification
- IP ownership
- Needs verification
- Deliverable ownership
- Needs verification
- Data rights
- Needs verification
- Disclosure depth
- Needs verification
- File patent first?
- Not applicable
- Reuse of submissions
- Needs verification
- Publicity obligation
- Needs verification
- Exposure score
- Needs verification
- · The problem your product solves, and the market definition
- · Your value proposition and quantified results (improvement rates, throughput)
- · Anything already public: granted patents, papers, press coverage
- · Team composition, capabilities and a summary of past delivery
- · Architecture-level diagrams at module granularity, without internal implementation
- · Core algorithms: formulae, hyper-parameters and pre-processing rules
- · Raw training data and the details of your collection pipeline
- · Full source code and build or deployment scripts
- · Cost structure and unit-price formulae
- · Named customers, contract terms and pricing
- · How an unfiled invention is actually implemented
- HIGHPoC/공동개발 IP 귀속 조항 확인
공동개발 산출물의 지분·개선발명(improvement) 귀속·배경지식(background IP) 분리 조항을 협약서에서 확인하십시오.
- MEDIUMRequest an NDA
Ask in writing for a mutual NDA before submitting detailed technical material; if it is refused, keep what you submit at summary level.
4 evidence item(s) from the source
- UNKNOWN
No document list was collected, so the exposure of technical material cannot be judged.
Source link - UNKNOWN
No NDA clause could be found.
Source link - UNKNOWN
IP ownership terms could not be found.
Source link - UNKNOWN
Ownership of the deliverables terms could not be found.
Source link
- · The list of required documents was not collected — check the announcement for what technical material must be submitted.
- · Whether an NDA can be signed is not stated (needs verification).
- · IP ownership terms are not stated (needs verification).
- · Ownership of the deliverables is not stated (needs verification).
- · Data-rights terms are not stated (needs verification).
- · How submitted material may be reused is not stated (needs verification).
- · Whether an exclusivity clause applies is not stated (needs verification).
- · Whether a right of first refusal applies is not stated (needs verification).
This assessment is derived from the stored announcement, document and contract fields. Anything the source does not state is marked "needs verification" — it never asserts that your idea will be taken. Generated by local:rules-v1 · 4h ago
AI Analysis
Pros · cons · difficulty · competition · attractiveness
From paperwork and review stages
Heuristic from award size and type
Amount, terms and IP combined
Weighted average of five dimensions
- Needs verification
- − 현지 법인 설립이 필요합니다.
- − 해외 기업은 지원할 수 없습니다.
- ! IP 귀속 조항이 확인되지 않았습니다 (확인 필요).
- ! 중복 수혜 제한 규정을 사전에 확인하십시오.
Similar Programs
Comparable by type, country and technology
- SBIR/STTR Commercialization Readiness Pilot (CRP) Program (Parent SB1 Clinical Trial Optional)
🇺🇸 United States · R&D program · U.S. Department of Health and Human Services
Needs verificationD-229 - Development of devices, diagnostic technologies, or digital health tools for treatment, detection, and diagnosis of Pediatric Cancers and/or Rare Cancers.
🇺🇸 United States · R&D program · U.S. Department of Health and Human Services — NIH
Needs verificationD-32 - Enhancing integrated research and healthcare in sub-Saharan Africa through digital innovation and Artificial Intelligence
🇪🇺 European Union · R&D program · European Commission
€2.3MD-13 - Training and innovation networks for sustained capacity development related to ethics, regulatory, pharmacovigilance, and related digital regulatory platforms
🇪🇺 European Union · R&D program · European Commission
€1.5MD-13 - Centres of Vocational Excellence
🇪🇺 European Union · R&D program · European Commission
Needs verificationD-14
Source & Provenance
Every value carries its source URL and fetch time
- Last fetched
- 2026.08.20
- Human review
- Not reviewed — check the official announcement
- First seen
- 2026.08.20
- Data status
- Auto-collected, not reviewed
- AI enrichment
- local:rules-v1 · 4h ago
- PRIMARY
- HTMLSBIR/STTR 자격요건 (법정)
Fetched 2h ago
- HTML발주 기관 공식 공고
Fetched 2h ago
- · 4h ago — 변경 감지되어 갱신 (2c8ab7b6)
- · 4h ago — 최초 수집 (e559e1a0)